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Financial Planning for Beginners : How to Be Your Own CFO
Posted on
11
Jan
2010 - by
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Tips and Tricks
Tired of paying too much for financial advice? Learn how to become your own CFO in this free video clip. Expert: Tammy Trenta Bio: Tammy Trenta is an experienced sought after entrepreneur and seasoned financial expert. Filmmaker: Nili Nathan … financing finance tips business entrepreneur free video expertvillage howto
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xms32
January 12th, 2010 at 12:57 am
Is it lawful to give fee based investment advice without being licensed as an investment adviser? Article 203a of the Financial Advisers Act of 1940 states “The provisions of subsection (a) shall not apply to any investment adviser who during the course of the preceding twelve months has had fewer than fifteen clients and who neither holds himself out generally to the public as an investment adviser nor acts as an investment adviser to any investment company registered under title I of this Act.